This MWKA Online Talk was delivered on 23 October 2024 by Dato’ Mah Weng Kwai and moderated by Ms Sarah San. Please visit https://mahwengkwai.com/talks-signup/ to register for upcoming talks.

Overview:
This Talk will explore how the Securities Industry Dispute Resolution Center (SIDREC) helps resolve monetary disputes in Malaysia’s capital market without court intervention. Learn about SIDREC’s mediation and adjudication processes that ensure fair and independent resolution between investors and financial companies. This session is ideal for anyone dealing with capital market products or services and looking for an efficient way to settle disputes.

Talk Points:

  • Introduction to SIDREC and its role in the capital market
  • Overview of SIDREC’s Dispute Resolution Process: Mediation and Adjudication
  • Distinctions between the Mandatory and Voluntary Schemes
  • Post-Adjudication Appeal Process and Resolution
  • Merger with Ombudsman Financial Services (OFS) effective 1.1.2025- new entity- Financial Markets Ombudsman Service (FMOS)

Speaker: Dato’ Mah Weng Kwai (Consultant)
Moderator: Sarah San (Associate)

A copy of the talk slide in PDF format is available for download here.

Resolving Disputes in the Financial Markets: The Way Forward
Date

4 November, 2024

Category

Video Gallery